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Revised:  04/01/2008

     Series 9 Book and CD   

 

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Series 9 - General Securities Sales Supervisor - Options

Kaplan Series 9 BookKaplan Series 9 Exam CD

Kaplan Series 9 Manual with Drill and Practice CD

Normally $109

Now Only $103!

Series 9 Book and CD set

The Series 9 exam is For persons who are required to be registered as principals and whose responsibilities are limited to sales supervision as branch office managers in member firms. This course covers regulation of options. (Formerly Series 8, Part I)

Prep Time: 15 - 20 hours
Exam Time: 1.5 hours
Exam Questions: 55 questions

The Kaplan Series 9 self-study course allows you to learn on your own with the most up-to-date study materials, prep tests, and support services. You receive easy-to-understand study manuals and practice tests with detailed explanations along with a toll-free number to call when you need specific questions answered.

Series 9 Drill and Practice CD ROM - This CD ROM is designed to compliment the license exam manual and helps give the student a database of exam-focused questions, including:

bulletPractice Exams - A myriad of practice exams by topic to sharpen test-taking skills.
bulletFeedback - Rationale for each question that clarifies concepts and improves retention.
bulletPractice Finals - Simulates the actual FINRA exam in proportional topic weight to help ensure exam readiness.

Note: This material is offered in cooperation with Kaplan Financial.  If you already have the Kaplan Series 9 self-study program, this will be the same material.  By ordering this material through ESTI, you will receive phone and e-mail support through Empire Stockbroker Training Institute.
 

Only $109

 

 

 

 About the S9

 

The series 9 (formerly called the series 8 part 1) is required of individuals who supervise sales activities in corporate securities, municipal bonds, U.S. Government securities, options, direct participation programs, investment company products, and variable contracts.  The series 24 does not substitute for the series 9.  The series 9 does not qualify an individual to supervise other functions besides sales.

Prerequisite:  Series 7

The Series 9 test is made up of 55 questions.  Each student will be given a total of 1 hour and 30 minutes for the exam.  

If you are interested in Series 9 exam tutoring, please call 631-719-0792 or click here for more information

 

 

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