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Revised:  5/8/2014

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Series 9 - General Securities Sales Supervisor - Options

Kaplan Series 9 BookKaplan Series 9 Exam CD

Kaplan Series 9 Basic Self-Study Solution

Normally $169

Now Only $159!

 

Series 9 Materials

:
*Best Value* Kaplan Series 9 Basic Self-Study Solution - $159 (Save $10)
Kaplan Series 9 License Exam Manual - $99 (Save $5.50)

 

Series 9 Basic Self-Study Solution

The Series 9 exam is For persons who are required to be registered as principals and whose responsibilities are limited to sales supervision as branch office managers in member firms. This course covers regulation of options. (Formerly Series 8, Part I)

The Series 9 Basic Self-Study Solution Includes:

bullet Series 9 License Exam Manual - A comprehensive textbook covering all aspects of the Series 9 Exam.  Short, focused paragraphs with numerous graphics and exercises help students learn faster and retain critical information
bullet Securities Pro Question Bank - Test yourself with exam-focused questions, build personalized exams based on difficulty, length, and topic of choice, and create personal notes and bookmarks for future reference.  Available with optional download
bullet Practice Exam - Designed to closely replicate the true Series 9 Exam experience, both in terms of the degree of difficulty and topical coverage.  Validated as a test of preparedness, this exam may be taken just once and provides a score and diagnostic feedback without answer explanations.  It is a sound indicator of potential actual exam scores: the better students do on this exam, the more likely they are to pass the Series 9 test.
bullet Instructor Link - A unique combination of online instructional resources and interactive support tools designed to help students pass their Securities exam.  Consists of:

 

  1. Searchable FAQs - A database of past questions asked of our instructors that allows students to search by topic and keywords.
  2. Exam-tips Blog - A blog by Securities content experts featuring exam tips, strategies, and motivational help. Provides students with additional exam-prep focus. Add the blog to your list of RSS feeds for instant notification of new postings.
  3. Test Alerts - A component of the blog, Test Alerts keep students informed of regulatory updates as well as any modifications to the content of their study materials.
  4. Study Calendar - A downloadable PDF of recommended study activities and timing.

Note:  All online courses expire 1 year from the date of purchase
 

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 About the S9

 

The series 9 (formerly called the series 8 part 1) is required of individuals who supervise sales activities in corporate securities, municipal bonds, U.S. Government securities, options, direct participation programs, investment company products, and variable contracts.  The series 24 does not substitute for the series 9.  The series 9 does not qualify an individual to supervise other functions besides sales.

Prerequisite:  Series 7

The Series 9 test is made up of 55 questions.  Each student will be given a total of 1 hour and 30 minutes for the exam.  

If you are interested in Series 9 exam tutoring, please call 631-719-0792 or click here for more information

 

 

 

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