Series 9 and 10 - General
Securities Sales Supervisor
The series 9/10
(formerly called the series 8) is
required of individuals who supervise sales activities
in corporate securities, municipal bonds, U.S.
Government securities, options, direct participation
programs, investment company products, and variable
contracts. The series 24 does not substitute for
the series 9/10. The series 9/10 does not qualify
an individual to supervise other functions besides
sales.
Prerequisite:
Series 7
The test is made up of
200
questions. Each student will be
given a total of 5 hours and 30 minutes for the exam.
The series 9/10
(formerly called the series 8) is
required of individuals who supervise sales activities
in corporate securities, municipal bonds, U.S.
Government securities, options, direct participation
programs, investment company products, and variable
contracts. The series 24 does not substitute for
the series 9/10. The series 9/10 does not qualify
an individual to supervise other functions besides
sales.
