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Revised: 5/8/2014
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Series 7 Question of the DayMr. Bullishinski writes 10 naked puts on WHY stock. What is the maximum loss that Mr. Bullishinski can face?
A. Strike price minus the premium x 100 share x 10 options B. Strike price plus the premium x 100 shares x 10 options C. The entire premium received Series 7 Exam InformationAll Series 7 exam materials were written by current Series 7 instructors that actually took the Series 7 exam. The Series 7 course material has been honed over years of feedback and teaching expertise to give each student the best chance of passing the test the first time. Th e Series 7 exam is the NASD/NYSE exam required by most broker-dealers for their registered representatives.The NASD Series 7 Covered Areas Include: Stocks, Debt Securities, Investment Banking, Securities Markets, Taxes, Securities Analysis, Self Regulatory Organizations (SRO’s), Mutual Funds and Investment Companies, Annuities, Margin, Options, Money Market Instruments, Direct Participation Programs and Municipal Securities. There is no
prerequisite exam for the NASD Series 7, however, you will be required to take the
Series 63 or
Series 66 as co-requisite exams. The
Series 7 exam is made up of 260 multiple-choice questions of which 10 are
experimental. Each student will be
given a total of 6 hours for the exam (3 hours for each half). We provide Series 7
classes and
training for most NASD and NASAA exams. If you are interested in our Series 7 classes, please click here
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Copyright 2001-2014 Empire Stockbroker Training Institute
534 Broadhollow Rd. (Suite 410)
Melville, N.Y. 11747