Series 7 License Exam, Study Guide, Test, Series 7 Sample Question

Series 7 License Exam and Study Guide

Series 7 Exam Information

All Series 7 study guide materials were written by current instructors who actually took the Series 7 license exam. Each Series 7 sample question has been honed through years of feedback and teaching expertise to give each student the best chance of passing the Series 7 exam the first time.

The Series 7 test is the FINRA/NYSE exam required by most broker-dealers for their registered representatives.

The FINRA Series 7 Covered Areas Include:

Stocks, Debt Securities, Investment Banking, Securities Markets, Taxes, Securities Analysis, Self Regulatory Organizations (SRO’s), Mutual Funds and Investment Companies, Annuities, Margin, Options, Money Market Instruments, Direct Participation Programs and Municipal Securities.

About the Test

There is no prerequisite exam for the FINRA Series 7, however, you will be required to take the Series 63 or Series 66 as co-requisite exams.

The Series 7 exam is made up of 260 multiple-choice questions of which 10 are experimental. Each student will be given a total of 6 hours for the exam (3 hours for each half). A grade of 72 is considered passing.

We provide Series 7 classes and training for most FINRA and NASAA exams. Our classroom is on Long Island. However, we do have In-house classes and live online classes for the Series 7.

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