Series 66 Exam
Material Covered: Definition of
terms, registration requirements (broker-dealers, agents and investment
advisers), investment objectives, strategies, regulation of securities, ethics, rule enforcement, fraudulent and prohibited
practices.
The
Series
66
license exam has a total of 110 questions. However, only 100 of the questions
count toward the Series 66 grade. The other 10 questions are experimental and
could appear in any position within the Series 66 exam. To pass the Series 66
exam, each candidate must correctly answer at least 75 (75%) of the 100
questions. Each person has a total of 150 minutes to complete the Series 66
license exam.
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in
Series 66 home study material, click
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