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Revised:  05/27/2015

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Series 66 Exam - Uniform Combined State Law Exam

Series 66 - Man on PhoneThe Series 66 exam is a combination of the Blue-Sky license (Series 63) and the Investment Advisers exam (Series 65).  ESTI offers in-house classes and courses for the Series 66 at our location for this course.  

Prerequisite: Series 7

The Series 66 training class is taught in a one-day session. No pre-study required.

Series 66 Exam Material Covered: Definition of terms, registration requirements (broker-dealers, agents and investment advisers), investment objectives, strategies, regulation of securities, ethics, rule enforcement, fraudulent and prohibited practices.

The Series 66 license exam has a total of 110 questions. However, only 100 of the questions count toward the Series 66 grade. The other 10 questions are experimental and could appear in any position within the Series 66 exam. To pass the Series 66 exam, each candidate must correctly answer at least 75 (75%) of the 100 questions. Each person has a total of 150 minutes to complete the Series 66 license exam.

If you are interested in Series 66 training classes, click here

If you are interested in Series 66 home study material, click here

Live Series 66 Online classes are now available

Click here to enroll in our Series 66 Course

 

 

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