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Revised: 04/29/2008
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Series 66 Class |
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Series 66 Exam - Uniform Combined State Law Exam
ESTI runs regularly scheduled Series 66 classes in Manhattan and on Long Island
The Series 66 exam is a combination of the Blue-Sky license (Series 63) and the Investment Advisers exam (Series 65). ESTI offers in-house classes and courses at our location for this course. Prerequisite: Series 7 The
Series 66 class is taught in
a one-day session. No pre-study required. The
Series 66 book covers: Definition of
terms, registration requirements (broker-dealers, agents and investment
advisers), investment objectives, strategies, regulation of securities, ethics, rule enforcement, fraudulent and prohibited
practices. The Series 66 test is made up of 100 multiple-choice questions. Each student will be given a total of 150 minutes for the exam. All students will receive ESTI’s user friendly Series 66 Course Book with final exams.
Series
7 I
Series 7 Class
I
Series
7 Class Schedule
I
Series 7 Materials I
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Copyright © 2001-2008 Empire Stockbroker Training Institute
534 Broadhollow Rd. (Suite 410)
Melville, N.Y. 11747