|
|
|
|
|
Revised: 12/13/2012
|
|
Series 66 Class |
|
|
||||||||||||||||||||||||||||||
|
|
|
Series 66 Exam - Uniform Combined State Law Exam
ESTI runs regularly scheduled Series 66 classes in Manhattan and on Long Island
The Series 66 exam is a combination of the Blue-Sky license (Series 63) and the Investment Advisers exam (Series 65). ESTI offers in-house classes and courses at our location for this course. Prerequisite: Series 7 The
Series 66 class is taught in
a two-day session. No pre-study required. The
Series 66 book covers: Definition of
terms, registration requirements (broker-dealers, agents and investment
advisers), investment objectives, strategies, regulation of securities, ethics, rule enforcement, fraudulent and prohibited
practices. The Series 66 test is made up of 100 multiple-choice questions. Each student will be given a total of 150 minutes for the exam. All students will receive ESTI’s user friendly Series 66 Course Book with final exams.
If you aren't able to attend one of our classes in person, you can attend one of our live online classes.
Series
7 I
Series 7 Class
I
Series
7 Class Schedule
I
Series 7 Materials I
|
|
|
||||||||||||||||||||||||||||||
|
|
|
|
|
|
|
|
Copyright © 2001-2013 Empire Stockbroker Training Institute
534 Broadhollow Rd. (Suite 410)
Melville, N.Y. 11747
Scroll Down to View the Series 66 Class Schedule
.gif)
