Series 65 License Exam, NASD Series 7, 6

The Series 65 exam is required of individuals acting as or soliciting for the service of investment advisers. The exam may be required in addition to other exams.

No Prerequisites

The Series 65 license test is made up of 130 multiple-choice questions plus 10 pretest questions. Each student will be given a total of 3 hours for the exam. Students must score at least 68.5% (89 correct) to pass the Series 65.

ESTI provides classes and home-study material for the Series 65.

ESTI also offers preparation courses for the NASD Series 7 and Series 6, as well as many other exams.

RIA Compliance Consultants provides registration and compliance services to registered investment advisers. Visit their website to contact them for a registration or compliance services quote, or to learn more about investment adviser compliance. RIA Compliance Consultants