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Revised:  05/27/2015

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Series 65 License Exam

Series 65 - Man on PhoneThe Series 65 exam is required of individuals acting as or soliciting for the service of investment advisers. The exam may be required in addition to other exams.

No Prerequisites

The Series 65 license test is made up of 130 multiple-choice questions plus 10 pretest questions. Each student will be given a total of 3 hours for the exam. Students must score at least 72% (94 correct) to pass the Series 65.

Empire Stockbroker Training Institute provides classes, home-study material, and online training for the Series 65. Empire also provides Series 65 tutoring and online classes.

Empire Stockbroker Training Institute also offers preparation courses for the FINRA Series 7 and Series 6, as well as many other exams.

 

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