Series 65 Class

Series 65 - ESTI

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Revised: 05/27/2015

Series 65 Class............

Series 65 Books...........

Series 65 On Demand......................

Series 3.......................

Series 4.......................

Series 6.......................

Series 7.......................

Series 9/10..................

Series 11.....................

Series 24.....................

Series 26.....................

Series 27/28................

Series 31.....................

Series 53.....................

Series 55.....................

Series 63.....................

Series 65.....................

Series 66.....................

Series 79.....................

Real Estate Classes.....

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Uniform Investment Adviser (Series 65)

Series 65 Class

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The Series 65 exam is required of individuals acting as or soliciting for the service of investment advisers. The exam may be required in addition to other exams.

No Prerequisites

The Series 65 test is made up of 130 multiple-choice questions. Each student will be given a total of 3 hours for the exam.

The Series 65 class is taught in three sessions. No pre-study required.

The Series 65 course covers: Stocks, Corporate Bonds, Special Securities, Options, US Government Securities, Municipal Bonds, Money Market Instruments, DPPs, Investment Companies, REITs, Annuities, Economics, Analysis, Handling Customer Accounts, Retirement Plans, Taxes, Securities Markets, State Laws, Registrations, Rules, Prohibited Transactions, and Definitions.

All students will receive ESTI’s user friendly Series 65 Course Book with final exams.