Series 63 Exam

Series 63 - Picture of man on cell phone Note: The Series 63 exam book and course have been updated to reflect the change that took place April 1st. As of April 1st, 2002, the NASAA series 63 exam increased to 65 questions. Call for (631) 719-0792 for additional information

The NASAA Series 63 exam is the Blue-Sky license, which is accepted by almost all states.

The Series 63 exam book covers: Definition of Terms, Registration Requirements (broker-dealers, agents and investment advisors), regulation of securities, rule enforcement, fraudulent and prohibited practices.

Whether you're going for your Series 6 or 63 license, ESTI has the Series 6 and 63 exam preparation materials you need.

Pass the Series 63 exam the First Time using our proven study techniques

Bonus: Order an ESTI Series 63 course or study material and receive 10 days of our Series 63 online testing program at no additional charge.