|
|
|
|
Revised: 08/01/2012
|
|
Series 63 Exam |
|
||||||||||||
|
|
|
Series 63 License Exam
The NASAA Series 63 exam is the Blue-Sky license, which is accepted by almost all states. The
Series 63 exam book covers: Definition of Terms, Registration Requirements (broker-dealers, agents and investment advisors), regulation of securities, rule enforcement, fraudulent and prohibited practices. Whether you're going for your Series 6 or 63 license, ESTI has the Series 6 and 63 exam preparation materials you need. Click here to enroll in our Series 63 Course
|
|
|
|||||||||||
|
|
|
|
|
|
|
|
Copyright © 2001-2012 Empire Stockbroker Training Institute
534 Broadhollow Rd. (Suite 410)
Melville, N.Y. 11747
Series 63 Exam