Revised:  12/17/2012

Uniform Securities Agent State Law Exam (Series 63)

The Empire Stockbroker Training Institute Series 63 Course Textbook is 142 exam focused pages.  When we first sat down to develop the ESTI Series 63 exam training book,  we had one thing in mind; pass rate.  After researching books from all of the other large companies we said to ourselves "we can do better".  While most other companies make their Series 63 books much harder to understand than they have to be,  we have developed books that are not only easy to understand, but focused on the material that you need to know with no unnecessary fluff.

The Series 63 book covers: Definition of Terms, Registration Requirements (broker-dealers, agents and investment advisors), regulation of securities, rule enforcement, fraudulent and prohibited practices.

The Series 63 book includes:

Most important, our books are designed to provide students with the best chance of passing the Series 63 exam the first time!

The Series 63 Drill and Practice CD includes over 500 exam focused questions.  This CD has no expiration date and can be installed on up to 2 computers. The questions randomize and changes each time you take an exam.  Additionally, you can take chapter exams and final exams.  You may also decide to view the explanations during the test and/or after the test.

The Series 63 Drill and Practice Online Testing program includes 8 practice final exams with detailed explanations, which are designed to help you pass the Series 63 exam the first time.  You will receive a username and password which will work on any computer that has internet access.  The online testing program is good for 30 days and you will receive a username and password (during business hours) shortly after signing up for the program.

Live Series 63 Online classes are now available