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Revised:  02/24/2011

Series 4 Class

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Series 4, NASD series 4 training classes 

 

 

 

 

 

 

 

 

Series 4 - Registered Options Principal

Scroll Down to View the Series 4 Long Island Class Schedule

The series 4 exam is required for all Registered Options Principals (ROP’s), Compliance Registered Options Principals (CROP’s) and Senior Registered Options Principals (SROP’s).  This license entitles the holder to supervise options transactions.

The Series 4 course covers: Options Trading, OCC Rules, Exchange Rules, Exchange Regulations, Option Basics, Strategies, Sales Supervision, Margin Requirements for Options Accounts and Trading Procedures.

Class Information

The Series 4 class is taught in 4 evening sessions. No pre-study required, the course begins with a review of options basics before covering the more advanced strategies.  

bulletAny students requiring extra help or wish to take additional exams after conclusion of the course are welcome to use our computer/study room at no additional cost.
bulletAs with any of our courses, there is no additional charge for sitting through the course again  

 All students will receive ESTI’s user friendly Series 4 Course Book with chapter and final exams.

Course Fee $350 (Including Books)

 

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534 Broadhollow Rd. (Suite 15), Melville, NY 

         
More dates to be announced.  If you are interested, please send an e-mail and we will contact you as soon as the dates are set.

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 Study Options

 

Series 4 Class Picture

Classroom Training

 

Series 4 Exam Book

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 Private Tutoring

 

We also provide private tutoring for the Series 4 exam.  If you  are interested, please call 631-719-0792 or e-mail us at empiretrain@aol.com  

 

 

 

 

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534 Broadhollow Rd. (Suite 410)

Melville, N.Y.  11747