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Revised: 02/24/2011
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Series 4 - Registered Options Principal
The series 4 exam is required for all Registered Options Principals (ROP’s), Compliance Registered Options Principals (CROP’s) and Senior Registered Options Principals (SROP’s). This license entitles the holder to supervise options transactions. The Series 4 course covers: Options Trading, OCC Rules, Exchange Rules, Exchange Regulations, Option Basics, Strategies, Sales Supervision, Margin Requirements for Options Accounts and Trading Procedures.
The
Series 4 class is taught in 4 evening
sessions. No pre-study required, the course begins with a review of options
basics before covering the more advanced strategies.
All students will receive ESTI’s user friendly Series 4 Course Book with chapter and final exams.
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Series 4 Class
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6
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Series 6 Class
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Series 9/10
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Series 24
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Series 24
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Series 53
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Series 63
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Copyright © 2001-2007 Empire Stockbroker Training Institute
534 Broadhollow Rd. (Suite 410)
Melville, N.Y. 11747