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Series 4 - Registered
Options Principal
Only $149 - Currently being updated
The
series 4 exam is required for all Registered Options Principals (ROP’s),
Compliance Registered Options Principals (CROP’s) and Senior Registered
Options Principals (SROP’s). This
license entitles the holder to supervise options transactions.
The
Series 4 course covers: Options
Trading, OCC Rules, Exchange Rules, Exchange Regulations, Option Basics,
Strategies, Sales Supervision, Margin Requirements for Options Accounts and
Trading Procedures.
Prerequisite:
Series 7
The test is made up of 125
multiple-choice questions. Each student will be given a total of 3 hours for the exam.
Only
$150
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