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Series 4 - Registered Options Principal

Only $149 - Currently being updated

 

 

The series 4 exam is required for all Registered Options Principals (ROP’s), Compliance Registered Options Principals (CROP’s) and Senior Registered Options Principals (SROP’s).  This license entitles the holder to supervise options transactions.

The Series 4 course covers: Options Trading, OCC Rules, Exchange Rules, Exchange Regulations, Option Basics, Strategies, Sales Supervision, Margin Requirements for Options Accounts and Trading Procedures.

Prerequisite:  Series 7

The test is made up of 125 multiple-choice questions.  Each student will be given a total of 3 hours for the exam.  

 

Only $150

 

 

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