Revised: 03/15/2007
Series 3.......................
Series 4.......................
Series 6.......................
Series 7.......................
Series 9/10..................
Series 11.....................
Series 24.....................
Series 26.....................
Series 27/28................
Series 31.....................
Series 53.....................
Series 55.....................
Series 63.....................
Series 65.....................
Series 66.....................
Real Estate Classes.....
Site Map
Series 4 - Registered Options Principal
The series 4 exam is required for all Registered Options Principals (ROP’s), Compliance Registered Options Principals (CROP’s) and Senior Registered Options Principals (SROP’s). This license entitles the holder to supervise options transactions.
The Series 4 course covers: Options Trading, OCC Rules, Exchange Rules, Exchange Regulations, Option Basics, Strategies, Sales Supervision, Margin Requirements for Options Accounts and Trading Procedures.
Prerequisite: Series 7
The test is made up of 125 multiple-choice questions. Each student will be given a total of 3 hours for the exam.
Only $150
About Us I Classroom I Contact Information I Location I Instructors I In-House Training I Job Placement I Private Tutoring I Series 3 I Series 3 Materials I Series 4 I Series 4 Class I Series 4 Materials I Series 6 I Series 6 Class I Series 6 Materials I Series 7 I Series 7 Class I Series 7 Class Schedule I Series 7 Materials I Series 7 Online I Series 7 PDA I Series 7 Packages I Series 9/10 I Series 9/10 Materials I Series 11 I Series 11 Class I Series 11 Materials I Series 24 I Series 24 Class I Series 24 Materials I Series 26 I Series 26 Materials I Series 27/28 I Series 27/28 Materials I Series 31 I Series 31 Materials I Series 53 I Series 53 Materials I Series 55 I Series 55 Materials I Series 63 I Series 63 Class I Series 63 Materials I Series 65 I Series 65 Materials I Series 66 I Series 66 Class I Series 66 Materials I Real Estate Classes I Site Map I Site Map (XML)
Study Options
Classroom Training
Home Study Material
Copyright © 2001-2007 Empire Stockbroker Training Institute
534 Broadhollow Rd. (Suite 410)
Melville, N.Y. 11747