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Revised:  02/15/2008

Series 26 Book

 

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Investment Company/Variable Contracts Principal

Kaplan Series 26 Manual with Drill and Practice CD set

Now Only $189!

 

Kaplan Complete Book an CD Package

The Series 26 exam is for persons who have been designated principals by those FINRA member firms that specialize in the solicitation and selling of investment company products, mutual funds, variable annuity and life contracts, and retirement plans. Subjects include: regulation of investment companies, sales supervision of employees, regulatory framework of the FINRA, compliance, and record-keeping rules.

The Kaplan Series 26 self-study course allows you to learn on your own with the most up-to-date study materials, prep tests, and support services. You receive easy-to-understand study manuals and practice tests with detailed explanations along with a toll-free number to call when you need specific questions answered.

Note: This material is offered in cooperation with Kaplan Financial.  If you already have the current Kaplan Series 26 self-study program, this will be the same material.  By ordering this material through ESTI, you will receive phone and e-mail support through Empire Stockbroker Training Institute.

Only $189

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 About the S26

 

The series 26 is required for individuals who will supervise representatives soliciting the purchase or sale of redeemable securities (mutual funds), variable contracts and insurance premium funding programs (variable life) issued by insurance companies.

 

 

 

 

 

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