|
|
|
|
Revised: 02/24/2011
|
|
|
|
||||||||||||||||||||||||||||||||||||||||||||
|
|
|
Series 26 - Investment Company/Variable Contracts Principal
The Series 26 exam is for persons who have been designated principals by those FINRA member firms that specialize in the solicitation and selling of investment company products, mutual funds, variable annuity and life contracts, and retirement plans. Subjects include: regulation of investment companies, sales supervision of employees, regulatory framework of the FINRA, compliance, and record-keeping rules. The Series 26 Basic Self-Study Solution Includes:
About Us
I
Classroom
I
Contact Information
I
Location
I
Instructors
I
In-House Training
I
Job Placement
I
Private Tutoring
I
Series
3 I
Series 3 Materials
I
Series 4
I
Series 4 Class
I
Series 4 Materials
I
Series
6
I
Series 6 Class
I
Series 6 Materials
I
Series
7 I
Series 7 Class
I
Series
7 Class Schedule
I
Series 7 Materials
I
Series 7
Online I
Series 7 PDA
I
Series 7
Packages I
Series 9/10
I
Series 9/10
Materials I
Series
11 I
Series 11
Class I
Series 11
Materials I
Series 24
I
Series 24
Class I
Series 24
Materials I
Series
26 I
Series 26
Materials I
Series
27/28 I
Series
27/28 Materials I Series 31
I
Series 31
Materials
I
Series 53
I
Series 53
Materials I
Series
55 I
Series 55
Materials I Series 63
I
Series 63
Class I
Series 63
Materials I
Series 65
I
Series 65
Materials I Series
66 I
Series 66
Class I
|
|
|
|||||||||||||||||||||||||||||||||||||||||||
|
|
|
|
|
|
|||||||||||||||||||||||||||||||||||||||||||
Copyright © 2001-2010 Empire Stockbroker Training Institute
534 Broadhollow Rd. (Suite 410)
Melville, N.Y. 11747