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Series 24 Exam - General Securities Principal

NASD Series 24! Series 24 imageThe FINRA Series 24 exam is required for individuals who wish to supervise or manage other registered representatives or securities business within the members firm.  This would entitle the holder to supervise trades involving corporate securities, direct participation programs (DPPs) and investment company / variable contracts.

Note: The Series 24 exam does not entitle the holder to act as a Municipal Securities Principal, Registered Options Principal or Financial Operations Principal.

The Series 24 exam course covers: Securities Rules, Self-Regulatory Organizations (SRO’s), Investment Banking, Securities Markets and Margin Accounts.  

Prerequisite: Series 7, 17, 37, 38, 62, or 82

The Series 24 exam is made up of 150 multiple-choice questions. Each student will be given a total of 3 1/2 hours for the exam.

Click here to enroll in our Series 24 Online Testing Program

 

 

 

 

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