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Series
24
Exam - General Securities Principal
 The
NASD series 24 exam is required for
individuals who wish to supervise or manage other registered representatives or
securities business within the members firm.
This would entitle the holder to supervise trades involving corporate
securities, direct participation programs (DPP’s) and investment company /
variable contracts.
Note: The Series 24
exam does not entitle
the holder to act as a Municipal Securities Principal,
Registered Options
Principal or Financial Operations
Principal.
The
Series 24 exam course covers: Securities
Rules, Self-Regulatory Organizations (SRO’s), Investment Banking, Securities
Markets and Margin Accounts.
Prerequisite: Series 7,
17, 37, 38, 62, or 82
The
Series 24 exam is made up of 150 multiple-choice questions. Each student will be
given a total of 3 1/2 hours for the exam.
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