Home         About Us         In-House Training         Class Schedule         Private Tutoring         Site Map

Revised:  03/10/2007

FAQ

 

Series 3.......................

Series 4.......................

Series 6.......................

Series 7.......................

Series 9/10..................

Series 11.....................

Series 24.....................

Series 26.....................

Series 27/28................

Series 31.....................

Series 53.....................

Series 55.....................

Series 63.....................

Series 65.....................

Series 66.....................

Real Estate Classes.....

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Table of Contents

  1. Do I have to be sponsored by a firm to take the test?
  2. Do I have to be sponsored to take the class?
  3. May I monitor one of your classes?
  4. Iíve been out of the business for 3 years; do I have to take my exams all over again?
  5. Other than the Series 6 or Series 7 are there any other exams that I will be required to take?
  6. How difficult is the Series 63?
  7. What makes ESTI so different?
  8. How often are the exams given?
  9. Do I need a high school or college diploma to get licensed?
  10. How big are the classes?

Do I have to be sponsored by a firm to take the test?

Yes, most (but not all) exams require sponsorship. If you donít have sponsorship, we can help you with that.  For a list of exams that require sponsorship, you can go to www.nasdr.com.

Back to Top

Do I have to be sponsored to take the class?

No, as a matter of fact some investors take the class just to get an understanding of different securities and how the market works.

Back to Top

May I monitor one of your classes?

Absolutely, we would love for you to sit in our class for an hour or two.  We know that we go above and beyond any of the other schools and we welcome the opportunity to show you.

Back to Top

Iíve been out of the business for 3 years; do I have to take my exams all over again?

Unfortunately if you have been out of the business for over 2 years you will be required to take the exams again.

Back to Top

Other than the Series 6 or Series 7 are there any other exams that I will be required to take?

All brokers must also take the Series 63, which is the state licensing exam.

Back to Top

How difficult is the Series 63?

As compared to the Series 6 or 7, itís a walk in the park.  As a matter of fact, most people just study out of our books without taking a class.

Back to Top

What makes ESTI so different?

The fact that we are willing to go the extra mile to make sure that you are prepared to pass your exams the first time.

Back to Top

How often are the exams given?

Six days a week (Mon Ė Sat)

Back to Top

Do I need a high school or college diploma to get licensed?

No, this is not required by the NASD or exchanges although some firms may require this.

Back to Top

How big are the classes?

We are in the process of expanding our classroom to accommodate more students comfortably. Our main classroom can comfortably seat 70 students.  Because we run so many classes, we tend to average about 35 in our Series 7 day classes and 25 in our night classes.  Another nice advantage to signing with ESTI is the student/teacher ratio.  We always have two teachers on staff, so this guarantees that you can get extra help if you need it.  We also have added extra classes on occasion to make sure that the students get the attention they deserve.

Back to Top

 

About Us I Classroom I Contact Information I Location I Instructors I In-House Training I Job Placement I Private Tutoring I Series 3 I Series 3 Materials I Series 4 I Series 4 Class I Series 4 Materials Series 6 I Series 6 Class I Series 6 Materials Series 7 I Series 7 Class I Series 7 Class Schedule I Series 7 Materials Series 7 Online I Series 7 PDA I Series 7 Packages I Series 9/10 I Series 9/10 Materials Series 11 I Series 11 Class I Series 11 Materials I Series 24 I Series 24 Class I Series 24 Materials Series 26 I Series 26 Materials Series 27/28 I Series 27/28 MaterialsSeries 31 I Series 31 Materials Series 53 I Series 53 Materials I Series 55 I Series 55 MaterialsSeries 63 I Series 63 Class I Series 63 Materials Series 65 I Series 65 MaterialsSeries 66 I Series 66 Class I Series 66 Materials I Real Estate Classes I Site Map I Site Map (XML)

 

 

 

 Monitoring

 

If you would like to monitor one of our classes for an hour or two, you are more than welcome.  Please contact us and we will let you know our schedule.

 

 

 

 

 

 

 

 

 

Home

 

Copyright © 2001-2007 Empire Stockbroker Training Institute

534 Broadhollow Rd. (Suite 410)

Melville, N.Y.  11747